Auditoría de gestión de los procesos académicos y administrativos en la carrera de Finanzas, en el período octubre 2017 a agosto 2018

Abstract

The current research work has the aim of performing a Management Audit of academic and administrative processes at Finance career, in the academic period October 2017 – August 2018, with the purpose of improving the academic and administrative activities which are carried out in the Finance career, questionnaires were applied to teachers and administrative staff for assessing the internal control based on the five components of COSO I, a survey was done to students and an interview was done to the career director which permitted to verify and evaluate the management and fulfillment of legal requirements, moreover, headings of pre- professional practices and titling unit were analyzed of the concerned periods through a comparison of information whereby management indicators could be obtained. Concluding, efficiency and effectiveness indicators are not applied at Finance career to measure the grade of compliance about stated objectives and goals, moreover it is evident that public officials of titling unit do not align to the objectives due to non-compliance with current regulations, statutes and standards. Therefore, it is proposed to apply suggestions which are written on audit report in order to relevant actors can determine times and actions to undertake improving the academic and administrative activities.